Systems Map

Election Administration and Voting Systems Map

August 31, 2017

Voting is the foundation of a healthy democracy. Elections are fundamentally about everyday citizens expressing their views and participating in government. Legitimate election outcomes are predicated on a process that is free and fair for all qualified citizens. The American electorate deserves a modern, voter-centric election system that runs efficiently and inspires trust in electoral outcomes.

As we learned during the 2000 presidential election, problems with election administration can have serious ramifications on the public’s perceptions of electoral fairness. More recently, concerns over foreign influence, coupled with unsubstantiated allegations of widespread “rigging” during the 2016 presidential election, called the resiliency of the election system — and the legitimacy of the outcome — into question.

Despite these challenges, we believe that the election system remains resilient. In a time with a renewed spotlight on electoral fairness, and in consideration of the ongoing challenges that states face, the Democracy Fund seeks to better understand our election system’s most salient dynamics. Starting with the framing question, “to understand the election system in the United States, you need to understand…” we used systems thinking to identify three key factors that create pressures for change, both positive and negative: “effective election administration,” “public trust in elections,” and “decision to vote.”

The American election system is decentralized — as long as there is no conflict with federal requirements, localities have a significant amount of flexibility in the way elections are run. Election processes are determined by local, state, and federal requirements; administrative rules; and rapidly changing technology. Since election rules are highly varied among states and local jurisdictions, systems thinking helps us grapple with the complex nature of elections and allows us to find common occurrences that apply to every election.

Improvements to the election system will require legal and administrative changes, technological upgrades, and partnerships between election officials, lawmakers, and other key stakeholders. Many of these stakeholders were invited to participate in the generation and iteration of our Election Administration & Voting systems map. It is our hope that the map reflects our thinking about the election system and serves as a guide for Democracy Fund to do our part to improve the voter experience.

Understanding Our Analysis

Core story of Elections systems map

Elections are about everyday citizens expressing their views and shaping their government. Effective election administration, high public trust in elections, and high levels of voter engagement are signs of a healthy election system and a healthy democracy. By “effective election administration,” we are referring to a process that balances security with access, and embraces policies that are well-implemented and voter-centric.

Election administration in the United States is ripe for dramatic improvement through common-sense reform. However, election policy is also uniquely prone to political gamesmanship, i.e., political actors may attempt to manipulate the rules in a partisan fashion. Policy changes that are perceived to influence an election outcome or otherwise shift political power will likely perpetuate a vicious cycle of election law gamesmanship. Whether intentional or not, election law gamesmanship ultimately makes it difficult for election officials to administer effective election processes.

Systems map excerpt illustrating effects on voter registration

Voter Registration

Two main challenges necessitate voter registration reform. First, voters might not understand or be able to easily register to vote. Second, administrators face challenges processing and maintaining accurate voter registration data.

Voter registration is the basis for all election planning. In nearly every state and jurisdiction, eligible citizens may only vote after registering. Registration can also serve as a potential barrier for those who:

  • Do not understand the requirements and timing of registration,
  • Do not know they are not registered,
  • Do not know how or when to update their registration record, or
  • Encounter administrative hurdles, e.g., not having the appropriate documents required by the state.

Under federal law, a state’s chief election official must maintain a statewide voter registration list. Registration roll accuracy is vital because election officials must determine voters’ eligibility, assign voters to precincts, and make critical decisions about the type and number of resources that are needed to serve voters, among other things. Because election planning depends so heavily on registration, inaccurate rolls can cause inefficiencies throughout the system, potentially decreasing voter confidence in election outcomes. A bad Election Day experience might even cause some people to stop voting altogether.

List maintenance is an enormous challenge for at least two reasons. First, people are more mobile than ever before and many voters do not update their address at the elections department. Second, the diverse sources of registration forms can lead to errors. Registration forms come from voters, motor vehicles departments, public service agencies, political parties, and third party registration groups. Though many states offer online voter registration, many state agencies and groups still use paper forms. So while handwritten forms offer another option for people to register, they also increase the potential for errors in the state registration rolls.

Election Official Education

As public servants, election officials must possess the technological acumen, public relations expertise, and adaptive decision-making skills essential to navigate our rapidly-changing environment. Most election officials receive regular professional training at the state and county levels. Though many are successfully implementing innovative practices, it is unclear to what extent these training programs create a culture of adaptation in election management.

Because election administration in the United States is decentralized, the availability and rigor of these training programs vary widely by state. Additionally, limited resources and regional cultural dynamics can make knowledge-sharing difficult. Although several tools offering best practices and assistance outside of state training programs exist, it is unclear if election officials effectively know about or access those resources. Furthermore, travel costs and other considerations can hinder networking opportunities for local election officials. Over time, these and other dynamics identified in our systems map can make it more difficult for election officials to maintain high-quality election planning.

Systems map excerpt illustrating impacts on election management

Election Management

Election management refers to the decisions and processes for planning and administering elections. Election officials take steps to ensure that Election Day runs smoothly, even in the face of ongoing challenges. Election official capacity to meet voter needs depends not only on available budget, but also on their access to new ideas from professional education and training, use of line management tools and other technology, and their ability to collect and use election data.

Many election officials grapple with budget constraints, which directly impacts their ability to successfully plan and execute voter-centric elections. Resources — financial and otherwise — affect an official’s ability to, for example, purchase reliable voting equipment or offer early voting options. With insufficient resources, voters might experience long lines or an equipment malfunction. These experiences may also cause some voters to lose confidence in the election system.

Technology Innovation

Technology captures a large amount of very useful election data that officials must know how to harness. These data have the potential to provide election officials with key insights into voter behavior and organizational processes. Because elections are subject to a high level of scrutiny, there are also opportunities for officials to use these data transparently for the public’s benefit.

Election technology includes the products of for-profit voting machine vendors, as well as the digital tools created by academics and civic technologists. For many election officials, it is extremely difficult to keep up with the latest innovations. Some jurisdictions may be hindered by the cost of new equipment and some officials might find it risky to try new technologies in high salience elections. Adoption of new election technology is rapid in some respects (e.g., ePollbooks), and very slow in others (e.g., ballot on demand tools), which indicates that more information and education about these resources are required.

Importantly, adoption of new technology may impact voters’ perceptions about elections. First, many Americans are already exposed to the latest technological advances in other areas of their lives and may come to expect the same from election officials. Second, voter confidence in election outcomes is influenced by the voter experience. Lack of innovation or technology that fails could have a negative downstream impact on the voter experience.

Voting Equipment

A handful of for-profit companies build, sell, lease, and service voting equipment for the 10,000 election jurisdictions in the United States. Because elections are relatively low priority when compared to other budgetary considerations, most election jurisdictions will invariably rely on the vendor’s service contract to keep machines running for as long as possible. Reliance on these contracts, episodic purchases or upgrades to voting equipment, and the very limited marketplace for voting machines, have disincentivized major innovation among vendors.

Stories about voting machine failure, whether personal experience or not, can shake voters’ confidence in election outcomes. Continued reliance on service agreements and market stagnation increase the possibility of voting equipment failure or decertification. When reported widely, the impact of a machine malfunction in one jurisdiction can cause a negative ripple effect on the entire system.

Integrity and Security

Election integrity and security are vital components of a healthy system. Election officials create and implement a wide variety of security protocols and procedures, which range from pre-logic and accuracy testing of voting equipment to the post-election canvass. These processes encompass both the physical and electronic security of election materials and data, and are put into place for at least two reasons:

  1. To ensure that ballots are protected and counted to the fullest extent of the law, and
  2. To maintain the privacy of qualified individuals’ identifying information, to the extent that the law allows.

There are several advocacy groups focused heavily on either the voter access or election security aspects of election integrity. At the end of the day, election officials must be able to strike a balance: create procedures that maintain system integrity without compromising the rights of voters.

Real threats test the integrity of the American election system. The recent news about unauthorized, unsuccessful attempts to digitally infiltrate statewide voter registration lists have come to the fore and put confidence in our election processes at risk. And while election officials have responded quickly to reduce cybersecurity risks and prevent future attempts at hacking, the high salience nature of these stories drowns out the important work that election officials do, which potentially reduces the public’s trust in elections.

Ease of Voting

In a 2014 report, after determining that voters need more opportunities to cast a ballot, the Presidential Commission on Election Administration recommended that states expand opportunities to vote before Election Day. Early voting periods allow campaigns and advocates to bank their base early so that they can concentrate on fewer voters for Election Day. As campaigns encourage more citizens to cast ballots early, pressure builds on election officials to increase access to early voting.

Currently, 37 states and the District of Columbia allow early in-person voting, no-excuse absentee voting, or both, and three states conduct elections exclusively by mail. Although early voting can reduce the obstacles to engagement for many people, it can also negatively affect voter confidence (in-person voters tend to report higher confidence levels than those who cast their ballots early by mail). Furthermore, as more voting options are made available, the financial, time, and personnel cost of election administration increases.

Voter Engagement

The decision to vote is complex. It is affected by “individual resources” (e.g., education, income, political interest), “social resources” (e.g., civic memberships, church attendance), and the efficacy of voter mobilization by organizations. These complex dynamics, combined with notions of confidence in government, form a tight bundle of social relationships often referred to as social capital. Elections build social capital and enrich and improve civic life. Higher levels of participation can lead to higher trust in government and in others. But at the same time, Americans have become less engaged with civic associations and have less trust in government; as result, they are less likely to vote.

Making voting easier by changing laws, policies, and processes can increase voter turnout, but it’s also important for citizens to think that elections — and government — matter to their daily lives. Voters can get basic public information about elections from multiple sources. However, basic information is not designed to help voters understand why an election matters. Campaigns, advocates, and media give context to the issues or offices on a ballot. The type of election (presidential, primary, state, local) is also key to understanding interest. The perceived importance of the offices and issues up for election are colored by voter attitudes, media attention, and peer pressure, among other factors.

Education About Elections

Making the effort to cast a ballot may seem small, but for many people the personal cost of participation might be high. And while early voting has made voting more convenient, a potential voter must take time and effort to arrive at the polling place, research ballot information, stand in line, and cast the ballot. The closer the election, the more critical basic information about voting becomes. If information is hard to obtain, it is hard to get voters interested in an election.

Citizens might not engage in civic life if they believe that government is hyper-partisan, ineffective, or irrelevant. Those who have a low capacity and tolerance for political debate may ignore competing information about the candidates and issues. Additionally, campaign behavior may make disengaged citizens feel even more disconnected from government and politics. Finally, our research suggests that partisan in-fighting turns people off from participation.

Barriers to Voting

Intentional and unintentional barriers to voting can arise through legal, legislative, and administrative decision making. When critical decisions are before lawmakers, judges, or election officials, it is vital that they weigh the impact those changes could have on discrete groups of voters, especially racial and ethnic minorities who have been subjected to purposeful disenfranchisement. Changes to election and voting laws may also have negative effects on women, persons with disabilities, individuals with language-access needs, residents in rural communities, and members of the overseas and armed services communities.

Litigation is one means of defending voters from the legal and procedural changes that negatively impact voting rights. Legal challenges require courts to evaluate a complex set of facts, laws, and procedures very quickly. In some cases, these suits are settled out of court, with issues partially or wholly alleviated. Even when well intended and especially when suits are brought close to Election Day, litigation and subsequent court decisions may give election administrators little time to make the mandated adjustments and could cause confusion for voters.

Systems map excerpt on election law gamesmanship

Election Law Gamesmanship

Changes to election laws and procedures are often viewed as efforts to game the election system and hurt political opponents. Regardless of actual motivation, the perceived intent of gamesmanship reduces the likelihood of bipartisan cooperation, undermines much-needed modernization efforts, and stalls politically neutral best practices — making bipartisan support for election policy changes more challenging.

Blog

Understanding Trust to Strengthen Democracy

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August 21, 2017

This blog was co-authored by Francesca Mazzola, Associate Director at FSG.

Three Important Lessons About Trust

At Democracy Fund, we have been exploring questions of trust. Trust in institutions is at an all-time low. In 2016, for example, only 32% of Americans said they had a “Great Deal” or “Fair Amount of Trust” in mass media, the lowest level of trust in Gallup polling history.

Meanwhile, research suggests (1) that higher levels of trust lead to: a) greater confidence in trusted individuals or institutions and b) a willingness to act based on that confidence. In the context of our national relationship to the news media, for instance, this implies that a significant majority of Americans may not be willing to act civically or otherwise based on the information provided by mass media outlets.

Given that democracies function best when individuals participate in the civic process (e.g. voting, running for office, volunteering), it is clear that the current low level of trust in public institutions (including, but not only, the media) is a problem in need of attention. A healthy democracy requires institutions that are both trustworthy and trusted.

As we’ve been investigating the notion of trust, three important lessons have become apparent to us:

1. Trust has both cognitive and affective dimensions

Think about someone you trust. Now think about the reasons why you trust that person. More than likely, they have a good “track record” of having been there for you when you needed them. In addition, you probably have an emotional bond with them that allows you to be vulnerable. This exemplifies the two dimensions of trust – cognitive and affective. (2)

Cognitive trust has been described as “trusting from the head.” It includes factors such as dependability, predictability, and reputation. Affective trust, on the other hand, involves having mutual care and concern or emotional bonds. This has been described as “trusting from the heart.” Most trusting relationships have both cognitive and affective aspects that often reinforce one another.

2. Trust and trustworthiness are not the same

One way to understand trust is that it is a firm belief (cognitive and affective) in the goodness of something (we use the word “goodness” deliberately here, as dictionary definitions of trust tend to use descriptors of trustworthiness instead). We are often willing to trust people, companies, and institutions because we believe they are good, at least in the context in which we trust them.

Trustworthiness is a related, but different notion. Trustworthiness is defined as the perceived likelihood that a particular trustee will uphold one’s trust. (3) Like trust, it also has cognitive dimensions (such as competence, credibility, and reliability) and affective dimensions (such as ethics and positive intentions) that signal that the trustee “has what it takes” to meet the trustor’s needs and uphold their trust.

Imagine your interaction with your bank. Though you don’t necessarily need to trust the bank (i.e. believe in its “goodness”) as you would trust a spouse or a close friend, you must believe that the bank is trustworthy – i.e., it completes your transaction as intended, obeys laws, and follows a code of ethics. But you have to have trust in the overall monetary and financial system to even feel safe opening a bank account – something that was adversely affected after the financial crisis.

3. Trustworthiness and trust have a counter-intuitive relationship

A rational point of view of the relationship between trustworthiness and trust would suggest that when you first encounter a system, you make an assessment of its trustworthiness (e.g., competence, predictability), and then you calibrate your level of trust accordingly.

But, alas, human beings are anything but rational. The evidence around human cognition and reasoning increasingly points to a counter-intuitive relationship: often, we enter into a new relationship (with a person or a system) with a level of trust that is influenced by the “bubbles” (i.e. communities and networks populated by like-minded folks) that we inhabit.

From there, we look for information to confirm our initial instincts (often referred to as “confirmation bias”). The type of information we look for or prioritize (e.g., cognitive vs. affective factors) varies by individual and by situation. This phenomenon help us understand, for instance, why individuals trust a news source that is perceived to be more aligned with their political views.

What this means

In the light of these dynamics, improving the trustworthiness of a system is often necessary and vital, but perhaps insufficient as a way to build public trust. Of course, we want to prevent a crisis of trustworthiness from eroding trust. For instance, public trust in Japan’s institutions suffered a severe blow as a result of the government’s bungled response to the Fukushima disaster in 2011. But, ensuring trustworthiness on its own may not be enough to overcome the contextual forces that undermine trust in the first place.

Furthermore, some efforts to improve trustworthiness, such as technical improvements to a system, are shown to decrease trust in the short-term, by introducing unpredictability as people have to navigate an unfamiliar tool or process. As we will discuss in the next part of this post, these complicated dynamics will have to be kept in mind as one tries to navigate the work of re-building trust in democratic institutions.

How We Are Strengthening Trust and Trustworthiness

For the Democracy Fund, and anyone else working on improving American democracy, it is hard to ignore the fact that trust in institutions is remarkably low by historical standards. This is especially true for Democracy Fund’s three main areas of focus – media and journalism, Congress, and elections. There are several factors that have led to this. For instance, our Congress and Public Trust systems map explores how the actions of members of Congress and their staff, the media, and the public interact to create the current state of Congress.

Previously, we talked a bit about why this decline in trust matters. The question now becomes, “can anything be done about it?” And in our efforts to do something about it, do we focus on trust, trustworthiness, or both?

The “trust matrix”

As we discussed previously, level of trust and assessment of trustworthiness are related, but different notions, and each has cognitive and affective dimensions. These concepts are organized below into what we’ve come to call the trust matrix. The matrix also provides labels (e.g., “personal affinity”) to help readers easily navigate the differences among categories of concepts.

Implications for Democracy Fund

We recognize that in order to restore trust in democratic institutions, we need to work on multiple fronts. This by no means an easy task. Philanthropy, in general, tends to focus on solutions that address trustworthiness. For instance, an effort to improve education may focus primarily on educator competencies, or work to create a set of proficiency standards.

This may be because it can be a lot harder to affect people’s personal affinity for individuals or institutions, or public perceptions of individuals’ or institutions’ characters. While there may be few “tried and true” methods to address these factors, they are nonetheless important pieces in affecting individuals’ trust in systems and institutions. At the same time, it’s important to acknowledge that there are potential ethical implications with influencing people’s belief systems, and hence a responsible framework needs to be considered.

As we grapple with the myriad of intricacies here, we are beginning to come to terms with what types of approaches may fit under each quadrant of trust matrix. Below are some early hypotheses:

  1. Trustworthiness: We must increase the trustworthiness of institutions by equipping key stakeholders with better tools and practices (cognitive), and the promulgation and adoption of better standards and ethics (affective). For our elections work, this might mean identifying standards and promoting security in election systems, and providing election officials with the resources they need to maintain system integrity. Any failure within our election system could seriously undermine public trust. For our media and journalism work, this may mean re-thinking how we make the case for fundamental facts and combat misinformation, as well as working on practices around transparency and corrections.
  2. Level of Trust: We also need to tackle the trust deficit through strategies that speak directly to the public through engagement tools (cognitive) and the use of bonding and identification (affective). For our elections work, this may mean empowering the right messengers with tools and tactics to improve voter confidence. For our media and journalism work, this may mean having specific strategies that emphasize improving trust among historically marginalized communities, and other groups with special attention to increasing the diversity and inclusion of sources, stories and staffing.

At a time when our democratic norms are often undermined, we hope that our work to strengthen trust in trustworthy institutions will help build public confidence and participation in our democracy. As we continue to develop and hone our approach, we look forward to learning and sharing more with the field.

Thanks to Marcie Parkhurst, Nikhil Bumb, and Jaclyn Marcatili from FSG for supporting the research that informed this piece.

 

Works Cited:

1. Kelton, Kari. “Trust in Digital Information.” Journal of the American Society for Information Science and Technology (2008): 363-74.

2. McAllister, D. J. “Affect- And Cognition-Based Trust As Foundations For Interpersonal Cooperation In Organizations.” Academy of Management Journal 38.1 (1995): 24-59

 

3. Colquitt, Jason A. “Justice, Trust, and Trustworthiness: A Longitudinal Analysis Integrating Three Theoretical Perspectives.” The Academy of Management Journal, vol. 54, no. 6, 1 Dec. 2011, pp. 1183–1206. JSTOR.

 

Statement

Democracy Fund Statement on Violence in Charlottesville

Democracy Fund
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August 14, 2017

Democracy Fund President Joe Goldman issued the following statement in response to the events in Charlottesville, Virginia:

“We stand with millions of Americans from all walks of life in strongly condemning the hateful events in Charlottesville over this past weekend. We mourn the loss of Heather Heyer, a young woman who took to the streets in Charlottesville to champion tolerance and equality in our society, as well as the two members of law enforcement who lost their lives working to keep their community safe. We hope for the speedy recovery of those who were injured.

Incidents of heinous racism and nativism have occurred throughout the history of America, and as we saw this past weekend, there is still a segment of our society that continues to embrace these hate-filled ideologies. Recognizing the persistence of these movements within our country is integral to combatting them. For the vast majority of us repulsed by the bigotry that descended upon Charlottesville, we must continue the hard work of ending such hatred and the forces that normalize it.

The Democracy Fund remains steadfast in our commitment to a resilient, diverse, democratic society that defends free speech but reviles racism and political violence. We will continue to support people and organizations working to protect the inherent dignity of each individual and to oppose racism, Islamophobia, and nativism.”

Blog

Inaugural Election Sciences Conference Kicks Off in Portland, Oregon

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August 9, 2017

The first conference on Election Sciences, Reform, and Administration* (ESRA) took place July 27-28, 2017 in the lovely and laid-back City of Portland, Oregon. Before I describe the conference, I’d like to take a moment to explain this “election science” thing I’m referring to, and why this conference is timely and important.

Defining election science

Election science is, in essence, the study of election administration and related matters. Studying election administration is important because it’s where the rubber meets the road; where election laws and regulations, organizational decision making, administrative efficiency, technology, voting rights, politics, and academic theories are put to the test on Election Day (or for many states, the voting period). Specifically, election scientists seek to better understand the following elements that election officials grapple with:

  • The policies and processes affecting the cost of elections;
  • The balance between efficiency, access, security, and voting rights;
  • The impact of technology on election conduct; and
  • The relationship between laws, rules, administration, and voter behavior.

Scholars who take part in this emerging discipline frequently partner with and provide support to election officials, as well as help policy experts, advocates, and other stakeholders better understand the way elections are run and the impact of policy changes on the electorate. Can administrative practices improve voter confidence? Who was added to the Oregon registration rolls when the state implemented automatic voter registration? How can local election officials reallocate resources to mitigate long lines at polling places? – This is a sample of the types of questions election scientists seek to answer and share with others.

Studying election administration and the importance of establishing networks

In the meetings that the Democracy Fund co-organized prior to this event, I gained a better understanding of the incentive structures in academia that motivate political scientists and inform their research agendas. I was surprised to find out that the number of academics studying election administration is small, and too few to successfully create an organized section. To make a long story short, this results in election scientists presenting their work at conference panels that don’t always fit neatly into established organized sections, and in front of an audience of peers that are not always able to provide nuanced feedback on the subject matter.

Providing election officials and academics the space to get to know each other on their own is key to enriching our shared understanding of election administration. In my work with the Elections team, I’ve had the opportunity to hear from several election officials from all parts of the country and the people who support improvements in elections. I’ve been fortunate enough to learn from them, celebrate their successes, and listen and think carefully about their shared pain points. Because election scientists present primarily at academic conferences, it leaves little opportunity for election officials, who don’t often have the time or resources to attend, to inform research agendas and add richness and nuance to the existing body of research. And while those of us in philanthropy and in the advocacy space can serve as bridges, our networks remain fairly small. When connected with this academic community, election officials benefit from the analytical rigor and perspective on administrative processes that election scientists provide — a provision that helps administrators learn and take steps to improve their processes.

The ESRA conference

The purpose of the ESRA conference is to feature academic work in election science, not only for the benefit of scholars, but also to familiarize election officials with the work these scholars present. The conference organizers successfully brought together a mix of primarily election scientists and election officials, and also advocates, civic tech experts, and small (but mighty) group of bright young students interested in establishing their careers in academia. Because the ESRA conference was located in the West, studies about vote-by-mail, vote centers, and automatic voter registration were prominently featured – a timely regional theme that I hope will be replicated next year when the ESRA conference is held in the Midwest.

The ESRA conference included a healthy mix of panels and breakout sessions, all of which kept this group of about 50 people engaged and inspired. The sessions over the two days covered:

  • Administering Elections and Evaluating Capacity
  • Voter Registration Records and Data Administration
  • Assessing the Effectiveness of Voter Registration List Maintenance
  • Turnout in Mayoral Elections (the “Who Votes for Mayor” study)
  • Voter Identification Laws and Elections
  • New Approaches to Voter Registration and Turnout
  • Evaluating Elections Under Pressure (i.e., contingency planning and recounts)
  • Election Administration Professionalization
  • Modernizing Voter Registration (breakout session and plenary)
  • Intersection of Election Administration, Nonprofits, and Advocates
  • Alternative Polling Places of the Future (breakout session and plenary)

This inaugural conference was an enormous undertaking and was artfully planned and executed by Paul Gronke (who’s also a trusted consultant for the Democracy Fund’s Elections team) and Phil Keisling (who I hear knows a thing or two about elections) – a huge congrats to them and their team for successfully pulling off this important event. Also, it’d be remiss of me if I forgot to give a shout out to Paul Manson, Charles Stewart, Bernard Fraga, and Lonna Rae Atkeson, all of whom played a vital role in making the conference a success. I’m so grateful that I had the opportunity to attend, meet some smart and awesome election geeks who continue to teach me new things, represent Democracy Fund as dinner host, and speak at one of the panels. I’m encouraged by the enthusiasm and passion everyone has invested so far, and seriously hope that the heart of this scholarly effort continues to beat for years to come as new and useful research emerges.

*The ESRA conference was made possible with support from the National Science Foundation, the MIT Election Data and Science Lab, the Early Voting Information Center, the Center for Public Service at Portland State University, and the Democracy Fund.

** Photo credit goes to Cameron Wimpy, Research Director for the MIT Election and Data Science Lab.

Report

State of the Congress: Staff Perspectives on Institutional Capacity in the House and Senate

Kathy Goldschmidt
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August 8, 2017

“State of the Congress: Staff Perspectives on Institutional Capacity in the House and Senate” reveals that senior congressional staff have deep concerns about important aspects of congressional operations and performance.

Blog

New Report Highlights Challenges to Congress’ Capacity to Perform Their Role in Democracy

Chris Nehls
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August 7, 2017

Imagine having a job that requires you to master complex subject matter thrown at you at a moment’s notice in rapid fashion. Now imagine that you have practically no time, training, or resource support to learn that material with any real depth. Nobody else around the office knows anything about what’s on your plate either to even point you in the right direction. Oh, and you’re using a 10-year-old computer and work practices are such that you’re still literally pushing paper around much of the day.

How would you feel about the job you were doing in that situation? How long would you stay?

Unfortunately, for many congressional staffers, this description is all too apt of their workplace. New research authored by Kathy Goldschmidt of the Congressional Management Foundation (CMF) reveals how dissatisfied congressional staff are with their ability to perform key aspects of their jobs they understand are vital to the function of the institution as a deliberative legislative body. The dysfunction that the public sees in Washington, the report reveals, really is the product of a Congress that lacks the capacity to fulfill its obligations to Americans.

CMF researchers performed a gap analysis of surveys they took of senior-level House and Senate staffers, measuring the distance between how many respondents said they were “very satisfied” with the performance of key aspects of their workplace they deemed “very important” to the effectiveness of their chamber. The largest gaps appeared in the three areas most closely connected to the institution’s ability to develop well-informed public policy and legislation and with Congress’s technological infrastructure to support office needs.

Although more than 80 percent of staffers though it was “very important” for them to have the knowledge, skills, and abilities to support members’ official duties, only 15 percent said they were “very satisfied’ with their chamber’s performance.

CMF found similar yawning gaps in satisfaction with the training, professional development, and other human resource support they needed to execute their duties, access to high-quality nonpartisan policy expertise, and the time and resources members have to understand pending legislation. Just six percent of respondents were “very satisfied” with congressional technological infrastructure.

These findings reflect a decades-long trend by Congress to divest in its own capacity to master legislative subject material. Just last month, more than a hundred members of the U.S. House of Representatives voted to slash funding for the Congressional Budget Office, despite its integral role in the legislative process.

But as the report concludes, opening the funding spigot and hiring more legislative staff alone will not solve the challenges to the resiliency of Congress as a democratic institution.

The Democracy Fund’s Governance Team has taken up ranks with a growing community to push for a more systemic approach to improving the operations and functions of our 240-year-old national legislature struggling to adapt to the forces of modernity. Certainly, Congress can do much more to support its own internal culture of learning and expertise: but civil society has a critical role in rebuilding congressional resiliency, too. Congress has just started to bring the vast technical and subject area know-how that exists outside its marble edifices to assist a process of institutional transformation. The work of establishing trusted modes of communications with constituents in this digital age, meanwhile, barely has begun.

The CMF report performs a critical pathfinding role, illuminating where the places of most dire need within the institution exist. I read it as an optimistic document: congressional staff know that their deepest deficiencies are critically important to the institution’s health. Energy is on the side of reform. The challenge ahead is not to be discouraged by the scale of the problems but to work systemically so that change can build upon itself and ripple through the system.

Blog

Key to Public Trust: A Congress that Looks Like America

Laura A. Maristany
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July 12, 2017

Let me tell you a quick story.

As a young political science major at the University of Puerto Rico at Mayaguez, I always dreamed about working in the policy space. While my great grandparents on both sides were involved in politics in Cuba, no one in my family had pursued a career in U.S. politics until me. Needless to say, I didn’t have a robust network of well-connected people who could help me get my foot in the door. So in 2005, when my mother heard about a paid congressional internship program, she immediately encouraged me to apply. Fortunately, I was accepted into the program and given the opportunity to work in the office of the Resident Commissioner of Puerto Rico – one of the busiest offices in the House of Representatives. This experience offered me a once in a lifetime opportunity to learn how Congress functions from the inside and build a network of peers and mentors, which eventually led me to a full time job on Capitol Hill.

In “this town” it is difficult to climb the Washington D.C. career ladder without having done your time on Capitol Hill. My paid internship opportunity and subsequent experience working in Congress is a staple of my resume that continues to open doors for me. But while internships continue to be a reliable path towards working for Congress, many are unpaid jobs – and there are very few young people with the means or ability to move to Washington, D.C. for a semester or summer to work for free. This is an especially acute problem for young people from low income and minority communities.

The result? A Congressional staff that currently does not represent the diversity of our nation.

At the Democracy Fund, we believe that healthy democracy demands vibrant public discussion and participation in our nation’s civic life. Robust public participation signals that people believe their voice and the institutions of our democracy matter. So we support programs and projects aiming to put people back at the center of our democracy in ways that give them the visceral experience of feeling heard and included.

Because it is the institution tasked with elevating the voice of all Americans to the national stage, Congress must make an effort to incorporate all the communities it serves. To truly represent the diverse people of this great nation, Congress should be committed to hiring the diverse people of this great nation.

It’s Time for Congress to Take a Long, Hard Look in the Mirror

In 2015, the Joint Center for Political and Economic Studies (Joint Center) took the first steps to quantify the lack of diversity in Congressional staff through a study focusing on top staff leadership in the U.S. Senate. The results confirmed what is visible to anyone visiting their Member of Congress; minorities are grossly underrepresented in the institution tasked with representing all of us.

The Joint Center report found that of 336 top Senate staffers (Chiefs of Staff, Legislative Directors, Communications Directors, and Staff Directors), only 24 staffers were people of color – 12 Asian Americans, 7 Latinos, 3 African Americans, and 2 Native Americans.

The Joint Center’s chart shows the disconnect between what our country looks like in comparison to the top leadership in U.S. Senate offices.

Importantly, this is a problem for both Democrats and Republicans. For example, although African Americans account for 22% of Democratic voters, they account for less than 1% of Democratic top staff. Of the 6 Black top staffers in the U.S. Senate, only two are Democrats (the other four are Republicans).

As you digest these numbers, keep in mind that, aside from its duty to work with the House of Representatives on legislation, the U.S. Senate has the final word on who sits on our Supreme Court and on who leads the agencies in charge of implementing our national policy. Therefore, lack of diversity in Congressional staff has long lasting ripple effects throughout our nation’s institutions, and pretty much every facet of our lives. (The Joint Center plans to release similar information related to the House side in 2017.)

To correct the imbalance found by the Joint Center and to ensure Members of Congress are responding to the communities they represent, seeking out and hiring more diverse staff is more crucial than ever.

The Path Forward: Congressional Staff That Looks Like America

Regardless of your views on size and scope, when it comes to government, we as citizens long for institutions that carry out the will of the people, for policies that help our communities thrive, and for systems that improve our daily lives. As the representative institution in our system of government, Congress is in a unique position to elevate our voices, but to do that, it must continue to listen to us – all of us.

A Congress that looks like the people it represents is a crucial part of the strategy to rebuild public trust. Understanding that diversity is key to healthy organizations and institutions, Democracy Fund plans to make significant investments to organizations uniquely positioned to tackle these challenges and, hopefully contribute to breaking this vicious cycle.

Two of these organizations – the Joint Center and the National Association of Latino Elected and Appointed Officials (NALEO) Educational Fund – are already leaders in this space and, with support from the Democracy Fund, will be able to scale their programs to ensure Members of Congress from both sides of the aisle prioritize diversity in their teams. New funding will allow these organizations to expand programs that help Congress recruit, train, and place qualified candidates for positions in congressional offices that better reflect the demographics of the constituencies they represent. They will also work to modernize congressional hiring practices, collaborate with existing diversity efforts to foster more relationships across the aisle, and promote professional development resources that help congressional staffers learn new skills, deepen their understanding of issues, and succeed in their careers.

Ultimately, we believe these programs can begin to move the needle towards a more representative Congress and help Members of Congress become more responsive to the communities they represent.

To learn more about these projects or to get involved, please email us at info@democracyfund.org.

Blog

Mapping the Legislative Ecosystem

Chris Nehls
/
July 5, 2017

Few things about Congress are simple: even different types of information it generates as a legislative body – from bill language and roll call votes, to members’ press releases and statements into the official record – are processed and maintained by a myriad of offices. Over the last half-dozen years, public servants of those offices and citizens invested in open access and easy use of the data Congress produces have gathered annually at the Legislative Data Transparency Conference, hosted by the Committee on House Administration. Originally held as an opportunity for the various stewards of legislative data to discuss collective challenges, in recent years the conference also has become a moment to herald the unappreciated success of the legislative data community in standardizing and releasing datasets that help the American people understand congressional efforts and hold elected representatives accountable.

On June 27, I joined OpenGov Foundation Executive Director Seamus Kraft and Demand Progress Policy Director Daniel Schuman on stage at this year’s conference. Our panel discussed how the legislative data community can use Democracy Fund’s Congress & Public Trust systems map to contextualize its efforts in the broader congressional reform movement.

WATCH: Mapping Congress to Power Meaningful Reform & Innovation

Successes like publishing bill text in machine-readable formats or creating common xml schema are not going to end up on the nightly news. But a proper legislative data infrastructure makes it possible for bill histories and vote records to become evident with a few clicks of a mouse or for instant visualization of how a bill would change existing law. These types of innovations make it easier for members of Congress and their staff and to do their jobs and keep congressional conduct transparent for the electorate. In the broader transformation it encourages, in other words, legislative data reform efforts help strengthen congressional capacity and support a more informed citizenry.

It’s important from a systems perspective to remember that even work on small-scale projects can create ripples of change in a complex environment like Congress. As Schuman reminded the audience, every new dataset that comes online opens possibilities for techies to build new tools that help fill knowledge gaps people within the system can use to solve common challenges.

The panel suggested ways that individual organizations can utilize the systems map to think strategically about their contributions to institutional change. For example, Kraft said that the OpenGov Foundation drilled down on the map in the context of their product design, discovering in the process that constituent engagement was a vitally underserved focus area they could impact with a new project to transform congressional offices’ processing of voicemail and constituent calls.

The systems map also helps remind narrowly-focused communities like the one we addressed Tuesday that their collective efforts also impact the work of similar communities focused on different types of challenges. Washington is full of such groups, whether they focus on government ethics and transparency, the rules and procedures of Congress, of the ways in which advocacy groups make their case to lawmakers. Actions by one community change the dynamics of the system in significant ways for others. The challenge for those across such communities who care about a healthy congressional system is working in concert with one another to amplify efforts.

For our part, our team recently revised our systems map to represent our new thinking on congressional oversight of the Executive Branch. These changes better reflect the importance of government watchdog organizations, transparency and government oversight groups, whistleblowers, the media, and others in holding Congress accountable to its Constitutional responsibility to oversee the conduct of federal offices and the White House.

To learn more about our systems map project, please visit democracyfund.org/congressmap or email us at congressmap@democracyfund.org to sign up for email updates.

Systems Map

Congress and Public Trust Systems Map

June 29, 2017

Congress’ inability to take up the substantive issues of the day and its constant partisan conflict are eroding what trust remains of the American people in the institution, further undermining their broader faith in government as a whole.

It is vital, therefore, that Congress change itself to become a more capable and responsive legislative body. Just as important, the voices of the public need to be heard through the static of our current shrill political discourse.

These improvements will require changes in behaviors and attitudes by actors inside and outside the congressional system. They will also require significant change to the way Congress currently conducts its legislative business, and a restoration of its internal capacity to form informed public policy. Because of this complexity, we employed systems thinking to map the roots of Congress’ current state.

With input from former members of Congress, Capitol Hill staffers, lobbyists, journalists, and scholars studying Congress, the Democracy Fund has generated an initial map that we hope will provide a holistic picture of congressional dysfunction and improve our understanding of how the institution can better fulfill its obligations to the American people. This work builds from efforts of our partners, the Madison Initiative of the Hewlett Foundation.

A story of dysfunction

The Democracy Fund began this project with a framing question: How is Congress fulfilling or failing to fulfill its obligations to the American people? Early on, we concluded that the institution was largely failing to do so. The broader and more substantive question was, why? What were the most significant dynamics contributing to this dysfunction? And what could be done to address them?

Of course, Congress is not failing completely in its responsibilities. By focusing on dysfunction within the current system, our goal was to produce a document that could help uncover useful intervention points for improving the institution that would not rely on complete systemic changes to the legislative branch or require a wholesale reinvention of American politics.

Core stories within the map

Three interrelated narratives, represented by the red and orange loops on this map, organize our detailed analysis of current congressional dysfunction.

The red loop explores how Congress receives and internalizes a variety of policy requests and how its performance in processing the demands placed upon it affects public satisfaction and trust in the institution.

Systems map excerpt of the core story for Congress and public trust

This core story begins with an observation (in red) that Congress is struggling to keep up with the mounting demands and pressures coming at it from a diverse, wired society. Members are struggling to represent their constituents as they endeavor to process competing policy and political demands. The hyper-partisan political climate in both chambers has greatly weakened the institution’s capacity to function. Weakened congressional capacity further erodes public trust and satisfaction in the institution. This risks driving segments of the public away from political engagement altogether, robbing Congress of different points of view while intensifying the impact of the loudest and shrillest partisan voices it hears. The decline of congressional capacity and the growing dissatisfaction with congressional performance are intensified by the stories contained by the two orange core story loops.

Dissatisfaction, along with important demographic shifts within the two-party system, drives increasing intensity of electoral competition for partisan advantage in Congress. Governing majorities — particularly in the House — rarely have turned over so rapidly in U.S. history as they have in the last 20 years, leading the minority party to consistently focus on the belief that its return to power is just around the corner.

This competitiveness has led the parties to stake out clear ideological differences between one another, forcing their partisan constituencies farther and farther apart philosophically. As the parties and their constituents have fewer ideas in common, hyper-partisan behavior increases within the electorate and among those elected to Congress, winnowing the possibility for compromise and dragging down congressional function. The disengagement of citizens with little appetite for such partisan warfare has intensified hyper-partisanship within the institution.

Systems map excerpt depicting story of partisan gridlock

The narrative captured in this loop helps explain the partisan gridlock that has ground legislative operations in Congress nearly to a halt. But even if its leaders were interested in advancing substantive legislation, dissatisfaction with congressional performance also has affected the institution’s ability to formulate thoughtful policy solutions. The second orange reinforcing core story loop captures this narrative, beginning with the observation that increased public dissatisfaction with Congress has led members to demonize the institution as they try to run against Washington from an insiders’ position. In practical terms, this political trope has led Congress to slash its own appropriations, reducing the size and quality of its staff and legislative support services. These reductions have weakened member and committee offices’ expert capacity to craft policy, increased the influence of outsider experts who often also proffer campaign donations, and further weakened Congress’ ability to represent the will of ordinary citizens.

Supporting loops

The remaining loops on the map describe how other factors in the system intensify these central narratives. They include factors acting inside Congress (light blue) as well as external factors (royal blue).

Systems map excerpt depicting impact of political industrial complex.

Political-industrial complex

This loop describes the financial forces in contemporary congressional campaigns that reinforce the intensity of competition for majorities. Increased competition for majorities, along with changes to campaign nance, has driven more and more money into elections. Just as important, the recent increase in portability of campaign funds has effectively nationalized the electoral map, not only for parties’ campaign committees, but also for large- money donors. Nationalization of the electoral map drives greater competition for control of Congress, forcing members to spend an increasing amount of time raising money and developing relationships with donors nationwide.

Rhetoric of permanent campaign

With the increased ideological sorting of parties, party-nominated candidates are more likely to adhere to partisan orthodoxy on major issues. The emphasis on ideological differences between the parties also diminishes the importance of district-specific or event state-specific issues, making elections more likely to be referenda on the positions of either party as a whole. As a result, members have reinforced their commitment to their party’s ideological principles by ramping up media outreach or introducing legislation that stakes out political turf with little hope of becoming law (so-called “messaging legislation”). These efforts increase the ideological sorting of parties taking place broadly among the electorate.

Echo chambers

The increase in the ideological sorting of parties has created a robust and growing marketplace for partisan news and opinion. The reach of these outlets is augmented by the ability of voters to easily share material on social media. Because of this growth in partisan news and social media, congressional offices increasingly interact with audiences who consume information in a partisan echo chamber. In this media environment, offices face a heightened demand to speak directly to consumers of partisan news. This shift in attention reinforces the ideological perspectives of many partisan constituents, as well as members of Congress, and further defines the ideological positions behind a partisan identity.

System map excerpt on impact of ideological influencers.

Ideological influencers

In this section, two intertwined loops explore how the growing prominence of ideological elites intensifies the ideological sorting of parties. Partisan echo chambers have boosted the reach of ideological elites in the marketplace of political ideas. As a result, these elites are in a better position to scold members of Congress for ideological deviance or to champion favorites. Similarly, the ideological sorting of parties has created a fear in many incumbents’ minds that taking (or appearing to take) a moderate stance on issues may invite a primary challenge from a more ideologically committed opponent. This fear leads many incumbents to align themselves with ideological elites or to seek their support, further intensifying the ideological drift of the parties away from the center.

Systems map excerpt illustrating impact of demands for loyalty.

Demands for loyalty

Hyper-partisanship in Congress reinforces party discipline on roll call votes and in setting the legislative agenda. This drive for loyalty increases intraparty conflict as factions within the caucuses argue over the best courses of action to maximize political advantages and to live up to partisan ideals. Members risk being accused of disloyalty — and denied campaign nance resources and leadership positions — for aggressively pursuing policy solutions with members from the other side of the aisle. These penalties diminish the number and quality of bipartisan working relationships and further reinforce hyper-partisan behavior.

This demand for loyalty also is connected to the growing role of party leaders in setting the legislative agenda. As the capacity of Congress to function as a lawmaking institution has fallen because of members’ inability to work together, leadership has taken on more control of the legislative process. Their increase in control can mean fewer opportunities for compromise-seeking members to chart their own policy courses, as their work would unlikely make headway and could generate disciplinary action by their own leaders. Leadership’s weakening of cross-aisle working relationships therefore further reduces the capacity of Congress to legislate effectively.

Weakening of committees

Leadership’s more powerful role further weakens congressional capacity by undermining the power of committees. Whereas committees and subcommittees have historically enjoyed their own staff and significant latitude to develop proposals and seek legislative compromises, autonomy has been reduced and control shifted into the hands of party leadership. This shift has weakened another potential generator of bipartisan cooperation.

System map excerpt illustrating impact of weakening Congressional oversight.

Weakening of congressional oversight

As congressional capacity decreases, the White House takes more responsibility for agenda setting. The political linkages between the executive and legislative branches are thereby intensified as congressional leadership calculates moves relative to the success or failure of the presidency. Because of these intensified linkages, congressional perspective on oversight has shifted toward more political ends. When congressional majorities share the party of the president, committee chairs are reluctant to conduct regular oversight hearings for fear of dredging up embarrassing information that may harm the White House politically. When government is divided, congressional leaders are more likely to use oversight as a political weapon against the president, and federal agencies are less likely to share information that committees request in oversight investigations.

As the independence of oversight from partisan politics decreases, so does the number of authentic oversight hearings – even if adequate staff is trained to execute the hearings successfully. These hearings are a crucial venue for effective congressional oversight — without them, overall institutional capacity to examine the conduct of the federal bureaucracy diminishes. Because oversight is a key constitutional responsibility of Congress, the capacity of the institution further suffers. Reduced independence of oversight from partisan politics also negatively impacts the effectiveness of outside watchdog groups, which further diminishes authentic oversight hearings. A more partisan congressional environment encourages some watchdog groups to act in kind, mobilizing only around investigations that can harm political opponents. Increased partisanship in oversight also lessens the ow of information to nonpartisan watchdog groups from Congress, negatively impacting their effectiveness.

Systems map excerpt illustrating political incentives for authentic oversight.

Political incentives for authentic oversight

The political and policy linkage of the executive branch to Congress can cut both ways in terms of oversight, however. The melding together of political fortunes of the branches under united-party government has unique consequences. The greater the perception of misconduct by the executive branch, the louder outside political groups and government watchdogs will call for robust investigation of White House conduct, which increases political pressure for committees to do so. Outside groups’ effort and attention drive greater attention to executive branch conduct in the press, further intensifying the pressure on the White House. For Congress, the political cost of appearing complicit with presidential misdeeds can lead to renewed authenticity of oversight, mitigating some of the damage of other negative reinforcing loops.

Systems map excerpt illustrating the interpersonal impact of oversight.

Interpersonal impact of oversight

The weakening of independent oversight from partisan politics negatively affects bipartisan working relationships in Congress — particularly among the members of various committees whose collaboration on oversight is essential for execution. This breakdown creates a loop that is negative and reinforcing, and further weakens the independence from partisanship.

Systems map illustrating impact of gotcha reporting

Gotcha reporting

This set of loops explores the role that traditional inside the Beltway media plays in magnifying congressional dysfunction. With reduced resources, expertise and reporting capacity, and with congressional capacity for policy simultaneously weakening, Capitol Hill journalism has shifted attention toward interpersonal and interparty conflict. This shift in focus and tone has led many member offices to limit reporters’ access in an effort to avoid the game of “gotcha.”

The constriction of information ow to traditional mainstream media outlets — facing their own reduced capacity and expertise — has created an environment in which congressional offices “communicate” with other lawmakers by sending messages through or leaking information to an already resource-starved media. Conflict-driven coverage relies on unnamed sources and lower editing standards, opening journalists up to manipulation by those inside the system. Unattributed comments create a dysfunctional track of communication through the media that can impact the course of negotiations on legislation and undermine the ability of members to negotiate in good faith and reach agreement.

Systems map illustrating impact of changes to congressional offices and staffing.

Changes to congressional offices and staff

These loops explore shifts in the professional qualities and experience of Capitol Hill aides caused by the reduction in resources and strategic adjustments in their work.

Fewer resources drive greater turnover in congressional offices. It’s not just about salary: for wonks interested in working on policy, the recent decline in resources also means the best opportunities for professional development may exist outside Congress. Low pay attracts less experienced staff and the mindset that a job on the Hill is simply a means to a higher-paying job elsewhere in Washington. Members are increasingly hiring aides directly from campaigns. With less (or no) congressional experience, such staff tends to be driven more by partisan and ideological motivations and goals than by a desire to master policy or develop legislative expertise. Their presence on congressional staffs, combined with ideological shifts elsewhere in the system, has contributed to an increased focus on ideology across Congress and a reduction in policy expertise.

With declining official budgets, and less legislation being produced, members have found that hiring additional communications staff over policy staff is a more effective choice. This shift toward messaging makes particular strategic sense given leadership’s current dominance over the legislative process. The greater focus on messaging over legislating also addresses — and reinforces — the political needs that arise from the intensification of electoral competition and the ideological sorting of parties.

Systems map illustrating impact of intensifying political communications.

Intensification of political communications

As described in the primary core story, eroding satisfaction with congressional performance can intensify the demands and pressures placed upon the system. Members of the public who remain engaged do not simply give up on their interests and concerns; they find more aggressive ways to call for action by Congress.

The internet’s power to organize and aggregate many voices at once has changed the nature of advocacy, intensifying the demands and pressures Congress faces. Internet communication has made it cheaper and easier to activate ideologically-focused constituencies and swamp congressional offices with messaging, while keeping these constituencies engaged and active on issues. These new strategies have given rise to advocacy organizations that exist almost entirely online and often are founded around a core ideological perspective rather than the issue areas of traditional mass-membership advocacy groups. Some organizations also exist principally to raise money to underwrite political advertisements. The organizing and communications power of the internet also makes it easier to activate grassroots public participation in responding to congressional action or inaction.

The role of money

Although the map only occasionally mentions the role of money as an explicit factor in the congressional system, money plays a role in many of these factors. The factors directly affected by the influence of money on the system — either through its role in campaign nance, the business of political communication, or lobbying and constituent influence — are denoted by a green halo to help visualize their impact on congressional function and dynamics.

Blog

America needs a national dialogue to heal our political battle wounds

Betsy Wright Hawkings
/
June 26, 2017

This piece was co-authored by Rick Shapiro, Senior Fellow at Democracy Fund and former executive director of the Congressional Management Foundation.

The horrible and indiscriminate attack on a group of House Republican members of Congress at their early morning baseball practice for a charity baseball game may prove to be a watershed moment in our country: the day Democrats and Republicans realized they had to change the direction of American politics to take our democracy off the downward spiral it was on.

The stark anger behind this attack seems to have driven home the point to many members of Congress that our nation’s politics is not only broken, but it is dangerous — to members of Congress and to the citizens they represent.

It has been encouraging to hear a growing number of members publicly call for their colleagues on both sides of the aisle to come together to reverse current norms of incivility and model more constructive democratic behavior for the nation. Unfortunately, changing congressional behavior, while critical to any formula for lasting change, will not be sufficient for restoring the health and vitality to our democracy.

While many Americans view the behavior of members of Congress as both the problem and solution to what impedes our government, this perspective is short-sighted. It fails to take into account how mistrustful rank-and-file Democrats and Republicans are of each other as well as the institutions of government themselves and the role both play in government dysfunction.

A recent New York Times article aptly titled, “How We Became Bitter Political Enemies,” powerfully outlines the role hostility and mistrust between Democrats and Republicans plays in our nation’s politics. Using nationwide survey data from a range of pollsters, the Times story reveals that Americans today believe the “opposing party is not just misguided but dangerous.”

More specifically, “In 2016, Pew reported that 45 percent of Republicans and 41 percent of Democrats felt that the other party’s policies posed a threat to the nation.” Democrats and Republicans tended to view people who supported the other party as “exceptionally immoral, dishonest and lazy.” And about a third of the members of each party viewed members of the opposing party as “less intelligent” than average Americans.

In short, Democrats and Republicans — in unprecedented numbers — hold each other in contempt. This problem will not go away solely as a result of increasing bipartisan dinners and civility training. To truly address what ails our democracy, we must find a way for Democrats, Republicans and Independents to begin talking with — and listening to — each other again about the policy challenges facing the country and the factors that promote partisan mistrust, and rebuild their trust in their fellow Americans.

Members of Congress are well-situated to begin the efforts to reduce the rancorous divide and restore the public’s trust and confidence in their neighbors. They can fill this void by creating and convening new types of policy forums in their states and districts that encourage constituents with conflicting views to come together and discuss their differing views, enhance their understanding of the issues and explore options to find common ground. While successful models need to be piloted, tested and fine-tuned, here is some general guidance offices can use to get started.

At traditional town hall meetings, members of Congress are the primary speakers and center of attention. At these sessions, the focus should be on generating constructive dialogue amongst constituents on specific public policy questions. Given the public’s cynical view of politicians and their motives for meeting with constituents, taking on new roles like “convener,” “facilitator,” and “listener” rather than “messenger” would help alter this perception.

Participants in these sessions should share their candid views but cannot engage in derisive rhetoric that seeks to demean or show contempt for other points of view, nor should they interrupt or talk over other speakers. The goal should be conversation and problem solving, not debate and theatrics.

These politically charged conversations should be moderated by capable facilitators to minimize discord and promote effective communications. Some members could do this job well without training. Others would benefit from training or working alongside a skilled facilitator. Still others would do best to serve as the convener who opens and closes the sessions but does not participate in the discussion.

Members will ask, “Why would I want to take on responsibility for convening a discussion that could turn ugly and generate public conflict?”

Here are some answers. First, members want to be seen by their constituents as leaders who are trying to heal the nation and repair our democracy, not politicians who ignore serious problems or their constituents. Second, creating ongoing policy forums where the focus is on promoting discourse and trust amongst fellow constituents rather than evaluating the views of politicians will make members less likely to become a target of public anger.

Third, by convening these sessions, members will be teaching critical communications skills to tens of thousands of constituents across the country — active listening, asking questions, identifying areas of shared interest, managing conflict and engaging in joint problem solving. These skills are critical for effective participation in our democracy, but have been undermined by the growth of online communications and the decline of face-to-face communication.

Members who facilitate these discussions will also benefit from practicing communication skills that will enhance their ability to facilitate legislative agreements in Congress — active listening, asking clarifying questions, synthesizing the comments of others, modeling dispassionate discourse, intervening in debate to minimize discord and keeping the conversation on track.

Most importantly, if member offices across the country regularly convened these sessions, they would generate an ongoing, nationwide dialogue on public policy that could go a long way towards reducing partisan hostility and restoring trust in their fellow citizens and our democratic institutions. If members of Congress fail to address the rapidly growing partisan divide, the ability of democratic institutions to make wise decisions that reflect the best interests and thinking “of the people” will continue to decline.

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